Press Releases - SEC.gov
WEB6 days ago · Official announcements highlighting recent actions taken by the SEC and other newsworthy information. To view Press Releases prior to 2012, view the Press Release Archive. To sign up for updates, please enter your e-mail address below.
Newsroom - SEC.gov
WEB6 days ago · SEC Charges Three Individuals in the New York Metropolitan Area for Perpetrating a $120 Million Pre-IPO Fraud Scheme. Sept. 30, 2024.
SEC.gov | Twenty-Six Firms to Pay More Than $390 Million …
WEBAug 14, 2024 · The Securities and Exchange Commission today announced charges against 26 broker-dealers, investment advisers, and dually-registered broker-dealers and investment advisers for widespread and longstanding failures by the firms and their personnel to maintain and preserve electronic communications.
Supreme Court knocks down Wall Street regulator’s in-house courts
WEBJun 27, 2024 · The Supreme Court ruled Thursday that the Securities and Exchange Commission can’t rely on in-house courts to resolve certain enforcement disputes, a decision that could deliver a blow to a ...
SEC approves weakened climate disclosure rule after pushback | AP News
WEBMar 6, 2024 · The U.S. Securities and Exchange Commission weakened a proposed climate disclosure rule after strong pushback from companies and others, and will no longer require companies to report some greenhouse gas emissions.
Why the SEC is going after crypto exchanges Coinbase and Binance - NPR
WEBJun 10, 2023 · The SEC announced this week a barrage of lawsuits against crypto exchanges Coinbase and Binance. The outcome could help define the future of the cryptocurrency sector.
Departing SEC Enforcement Chief Grewal to Join Milbank Law Firm
WEB1 day ago · SEC had said Gurbir Grewal plans to leave agency on Oct. 11. Grewal is a former US prosecutor and New Jersey state AG. Gurbir Grewal, the US Securities and Exchange Commission ’s top enforcement official, will join law firm Milbank after he leaves the regulator later this month, according to people familiar with the matter.
The SEC's new cybersecurity disclosure rules decoded: what they …
WEBMay 31, 2024 · The SEC's new cybersecurity disclosure rules. As of Dec. 18, 2023, large public companies must comply with a new set of cybersecurity disclosure rules aimed to enhance disclosure of...
Departing Gurbir Grewal took the SEC "into new territory"
WEB2 days ago · OCT 03, 2024. By. The head of the SEC’ enforcement division who led an offensive on illegal practices in the crypto industry, Gurbir Grewal, is leaving the agency next week. Grewal, who has ...
SEC.gov | TD Securities Charged in Spoofing Scheme
WEB6 days ago · For Immediate Release. 2024-160. Washington D.C., Sept. 30, 2024 —. The Securities and Exchange Commission today announced charges against registered broker-dealer TD Securities (USA) LLC for manipulating the U.S. Treasury cash securities market through an illicit trading strategy known as spoofing. The bank was also charged for …